Some of our suitability work includes consulting and testimony on:

  • The History and Geneology of FINRA Suitability Rules
  • Product Suitability
  • Suitability of Investment Strategies
  • The Standard of Care
  • Industry Practice
  • Supervision of Investment Suitability



Suitability Experts

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Posted on September 18, 2012 in Securities and Regulation

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