RIA Regulation

Through a predecessor firm, Accelerant has owned and operated a Registered Investment Advisory (“RIA”) firm in which it ran a family office for a $100 million net worth family in Miami.  We have consulted and testified in many RIA cases.

RIA Litigation Experience includes:

  • Fiduciary Obligations
  • Industry Practice
  • Discretionary accounts
  • The Standard of Care
  • Suitability
  • Compliance



RIA Regulation Experts

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Posted on July 30, 2012 in Securities and Regulation

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