Suitability

Some of our suitability work includes consulting and testimony on:

  • The History and Geneology of FINRA Suitability Rules
  • Product Suitability
  • Suitability of Investment Strategies
  • The Standard of Care
  • Industry Practice
  • Supervision of Investment Suitability

 


 

Suitability Experts

 
[display-posts post_type=”profile” id=” 658, 427, 671″ order=”DSC”]

Posted on September 18, 2012 in Securities and Regulation

Share the Story

About the Author

Back to Top